seller-profile

Michael Lehman

Focus Wealth Strategies

3419 Brook Crossing Drive

Brandon, FL 33511

813-305-0411

Connect with Michael

General Information

Firm Start Year

2007

No.of Employees

10-19

CRD#

2534825

Firm CRD#

6413

Insurance License#

A152710

Name of Broker/Dealer

LPL Financial

Name of Custodial Firm

LPL Financial

States Licensed in

FL, CO, CT, DE, GA, IN, KY, MI, MS, NJ, NC, OH, PA, SC, TN, TX, VA, WI

Years of Experience in Financial Services

26

Number of Years with Current Firm

3

Work with the following types of clients

Individual Investors, Businesses, Non-Profit Organizations

Foreign Languages Serviced

English

Advisory Services Provided

Money Management, Education Funding and Planning, 401K Rollovers, Retirement Planning, Investment Advice & Management, Financial Planning for Individuals, Financial Advice & Consulting, Financial Planning, Portfolio Management, Wealth Management, Insurance Products & Annuities

Compliance

Registered Representative

Yes

Investment Advisor Representative

Yes

Acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

Have a clean record

Criminal Disclosures in Last 5 years

Have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFP®

Securities Licenses

Series 66, Series 24, Series 7, Series 6

Insurance and Annuity Licenses

Annuity, Life, Variable Annuity, Variable Life, Long Term Care

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$50,000

Fee % Based on Assets

1.00

Hourly Rate

$150

Additional Details on Charges

Fee % Based on Assets declines as a % as the account grows larger.

Education

Master in Business Administration - Finance

University of South Florida
08/1994 - 12/1997

BS in Agriculture - Animal Science

The Ohio State University
9/1985 - 3/1989

Disclaimer

Securities and Advisory Services offered through LPL Financial, a registered investment adviser. Member SIPC www.sipc.org.