No.of Employees

10-19

CRD#

2516452

Firm CRD#

283027

Insurance License#

863533

Name of Custodial Firm

Charles Schwab

States Licensed in

TX

Years of Experience in Financial Services

27

Number of Years with Current Firm

5

Work Experience

Jeff has been honored with Top Professionals Five Star Wealth Managers, recognized by The Wall Street Journal and Texas Monthly, for the last 10 years in a row and twice as Best of The Woodlands Top Financial Advisors and Planners by Woodlands Online. For over 15 years, Jeff served as an adjunct professor for the University of Houston and Lone Star College Systems, teaching classes on Investment Management and Estate & Insurance Planning. As a member of the Financial Planning Association, he has also taught, and continues to teach, on & off-site retirement workshops for the employees of many Fortune 500 companies, such as ExxonMobil, Chevron. Jeff is proudly serving as a member of three organizations: Memorial Hermann Hospitals Advisory Board in The Woodlands, The Nelson Rusche College of Business Executive Advisory Board at Stephen F. Austin State University, and as the Vice-Chairman of the Tall Timbers District of The Boy Scouts of America. Jeff received a degree in Accounting from Stephen F. Austin State University, and through post graduate work at The University of Houston, achieved his status as a CERTIFIED FINANCIAL PLANNER" practitioner.

Work with the following types of clients

Individual Investors, Investment Clubs, Businesses, Non-Profit Organizations

Advisory Services Provided

Risk Management, Money Management, Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management, Financial Planning, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Insurance Products & Annuities, Estate Planning & Trusts

Registered Investment Advisor

Yes

Investment Advisor Representative

Yes

Acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

Have a clean record

Criminal Disclosures in Last 5 years

Have a clean record

Certifications, Accreditations & Designations

CFP^®

Insurance and Annuity Licenses

Life, Disability, Long Term Care

Firm's Number of Clients

390

Firm's Number of Planning Clients

390

Firm's Number of Managed Clients

390

Assets Managed by Firm

490000000

Advisor's Number of Clients

394

Advisor's Number of Managed Clients

394

Advisor's Number of Planning Clients

394

Assets Managed by Advisor

$496000000

Fee Structure

Fee-Only

Minimum Portfolio Size for New Managed Accounts

$500000

Compensation Methods

Based on Assets

Additional Details on Charges

We believe in total fee transparency, which is why we post our fee schedule directly on our website: https://rgwealth.com/fee-transparency/

Bachelor of Business Administration - Accounting

Stephen F. Austin University
01/01/1989 - 01/01/1994

Certified Financial Planner Program -

University of Houston
01/01/2002 - 01/01/2002