CRD#

5410400

Firm CRD#

10299

Years of Experience in Financial Services

17

Number of Years with Current Firm

17

Work with the following types of clients

Individual Investors, Businesses

Advisory Services Provided

Wealth Management, 401K Rollovers, Retirement Planning, Estate Planning & Trusts, Financial Planning, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Portfolio Management, Insurance Products & Annuities

Investment Advisor Representative

Yes

Acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

Have a clean record

Criminal Disclosures in Last 5 years

Have a clean record

Certifications, Accreditations & Designations

RFC^®

Securities Licenses

Series 63, Series 6, Series 65, Series 7

Insurance and Annuity Licenses

Annuity, Life, Variable Annuity, Variable Life, Long Term Care

Assets Managed by Advisor

$35,000,000

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$250,000

Compensation Methods

Commissions

Fee % Based on Assets

90%

Hourly Rate

$250

Securities and advisory services offered through Registered Representatives of Cetera Advisors LLC, member FINRA/SIPC, a broker/dealer and Registered Investment Adviser. Cetera is under separate ownership from any other named entity.