Firm Start Year
2004
CRD#
5410400
Firm CRD#
10299
Years of Experience in Financial Services
17
Number of Years with Current Firm
17
Work with the following types of clients
Individual Investors, Businesses
Advisory Services Provided
Wealth Management, 401K Rollovers, Retirement Planning, Estate Planning & Trusts, Financial Planning, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Portfolio Management, Insurance Products & Annuities
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
Have a clean record
Criminal Disclosures in Last 5 years
Have a clean record
Certifications, Accreditations & Designations
RFC®
Securities Licenses
Series 63, Series 6, Series 65, Series 7
Insurance and Annuity Licenses
Annuity, Life, Variable Annuity, Variable Life, Long Term Care
Assets Managed by Advisor
$35,000,000
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$250,000
Compensation Methods
Commissions
Fee % Based on Assets
90%
Hourly Rate
$250
Securities and advisory services offered through Registered Representatives of Cetera Advisors LLC, member FINRA/SIPC, a broker/dealer and Registered Investment Adviser. Cetera is under separate ownership from any other named entity.