Firm Start Year
Name of Broker/Dealer
Name of Custodial Firm
States Licensed in
NY, MI, MO, OK, TX and advisory services as an Investment Advisor Representative (IAR) in the following: TX, HI, IL, IA, CA, MI, MO, GA, OK, FL,MD, NY
Years of Experience in Financial Services
Number of Years with Current Firm
Work with the following types of clients
Businesses, Individual Investors, Non-Profit Organizations
Advisory Services Provided
Wealth Management, Education Funding and Planning, Retirement Planning, Portfolio Management, Financial Planning, 401K Rollovers, Risk Management, Money Management, Insurance Products & Annuities, Estate Planning & Trusts, Tax Advice and Services, Investment Advice & Management, Financial Planning for Businesses, Financial Planning for Individuals, Financial Advice & Consulting
Investment Advisor Representative
Compliance Disclosures in Last 5 years
Have a clean record
Criminal Disclosures in Last 5 years
Have a clean record
Certifications, Accreditations & Designations
Series 63, Series 7, Series 65
Insurance and Annuity Licenses
Variable Life, Variable Annuity, Property, Long Term Care, Life, Health, Disability, Casualty, Annuity, Accident
Advisor's Number of Clients
Advisor's Number of Managed Clients
Advisor's Number of Planning Clients
Assets Managed by Advisor
Minimum Portfolio Size for New Managed Accounts
Based on Assets
Fee % Based on Assets
Additional Details on Charges
While we do not have a minimum, our full service wealth management offering typically fits clients with more that $500k in investments or household incomes greater than $200k. Do not worry if you have less than that because we have programs that potentially fit your situation. We also have stand-alone financial planning services available.
We charge a premium fee for investment management and financial planning. We are not the most expensive...and you do not want cheap. Our goal is to give you significantly more value than the fee charged.
Our affiliation with LPL Financial gives you access to some of the largest institutional managers in the country.
Full service assets under investment management over $1 million will be assessed a fee from .65 - 1.5%. Full service assets under investment management less than $1 million will be assessed a fee of 1.25 - 1.75%.
*Discounts apply if both planning and investment management are chosen.
Minimum Fee Charged for Managed Accounts
Minimum Fee Charged for Hourly Planning Accounts
LPL ADV 2A
Securities and Advisory services offered through LPL Financial. A registered investment advisor. Member FINRA & SIPC.