seller-profile

Matthew Goff

The Goff Financial Group

11 Greenway Plaza, Suite 1425

Houston, TX 77046

713-850-8900

Connect with Matthew

General Information

Firm Start Year

1994

No.of Employees

5-9

CRD#

2390431

Firm CRD#

114796

Name of Custodial Firm

TD Ameritrade, Fidelity, Schwab, InteractiveBrokers

States Licensed in

Passed Series 7 & Series 63

Years of Experience in Financial Services

25

Number of Years with Current Firm

25

Work Experience

The Goff Financial Group, Managing Member, 3/2008  present Matthew B. Goff Registered Investment Advisor (sole proprietor), 4/1995  3/2008

Work with the following types of clients

Individual Investors, Corporate Executives, Non-Profit Organizations, Businesses

Foreign Languages Serviced

Spanish

Advisory Services Provided

Financial Advice & Consulting, Financial Planning for Individuals, Money Management, Portfolio Management, Wealth Management, Retirement Planning

Compliance

Registered Investment Advisor

Yes

Acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

Have a clean record

Criminal Disclosures in Last 5 years

Have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

76784

Financial Organization Memberships

National Association of Personal Financial Advisors (NAPFA)

Non-Financial Organization Memberships

Better Business Bureau - A+ rated member

Firm Information

Firm's Number of Clients

171

Firm's Number of Managed Clients

171

Assets Managed by Firm

271,617,660

Advisor's Number of Clients

170

Advisor's Number of Managed Clients

170

Assets Managed by Advisor

$382,205,981

Compensation and Fees

Fee Structure

Fee-Only

Minimum Portfolio Size for New Managed Accounts

$500,000

Compensation Methods

Flat Fee

Additional Details on Charges

Our management fee is based on the assets under management for each client.

Education

Bachelor of Science - Finance

University of Texas at Austin
-

Disclosures

For more information, please refer to our ADV Part II at www.GoffFinancial.com/adv2.pdf

Disclaimer

Assets Managed by Firm figure only includes assets under discretionary management. In addition to the discretionary assets, Goff Financial manages an additional $13,453,262 on a non-discretionary basis.