Peter Warren
Victory Financial Group
9957 Marlin Dr
Dallas, TX 75228
2149385999
About Victory Financial Group
We are an independent financial planning firm delivering customized advice and expertise to best serve your family's needs.
See Disclosures
General Information
Firm Start Year
2023
No. of Employees
50-99
CRD#
5731252
Firm CRD#
324943
Name of Broker/Dealer
PKS
Name of Custodial Firm
Schwab
Years of Experience in Financial Services
15
Number of Years with Current Firm
2
Work Experience
Most of Peter's clients are served through portfolio management. But Peter does also have extensive knowledge about qualified and non-qualified plans for small closely held firms. Peter also enjoys shopping client's life policies to reduce costs for his clients as he has several years experience working with clients that hadn't review their policies in many years.
Advisory Services Provided
Financial Advice & Consulting, Investment Advice & Management, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Businesses, Financial Planning for Individuals
Compliance
Registered Investment Advisor
Yes
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Securities Licenses
Series 7, Series 66
Insurance and Annuity Licenses
Variable Annuity, Long Term Care, Variable Life, HMO, Disability, Property, Casualty, Life, Health, Annuity, Accident
Firm Information
Firm's Number of Clients
5000
Firm's Number of Planning Clients
2500
Firm's Number of Managed Clients
5000
Assets Managed by Firm
$1B
Advisor's Number of Clients
300
Advisor's Number of Managed Clients
300
Advisor's Number of Planning Clients
50
Assets Managed by Advisor
$70,000,000
Compensation and Fees
Fee Structure
Fee-Only
Minimum Portfolio Size for New Managed Accounts
$100,000
Education
Bachelor of Science - Construction Science
Texas A&M
09/01/1996 -05/01/2001
Disclosures
https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=946770
Additional Detailed Disclosures
https://www.rothira.org/disclosure/1893195/rothira-Victory-Financial-Group-detailed-disclosure.html
Disclaimer
Securities offered through Purshe Kaplan Sterling Investments, Member FINRA/SIPC. Headquartered at 80 State Street, Albany, NY 12207. Purshe Kaplan Sterling and Victory Financial Group, LLC are not affiliated companies. Investment advisory services offered through Victory Financial Group LLC. Victory Financial Group LLC does not accept orders and/or instructions regarding your account by e-mail, voice mail, fax or any alternate non-verbal method. Transactional details do not supersede normal trade confirmations or statements. This e-mail is intended only for the person or entity to which it is addressed and may contain confidential and/or privileged material. Any review, retransmission, dissemination or other use of, or taking of any action in reliance upon, this information by persons or entities other than the intended recipient is prohibited. If you received this message in error, please contact the sender immediately and delete the material from your computer. Investment advisory services offered through Victory Financial Group LLC. Victory Financial Group LLC does not accept orders and/or instructions regarding your account by e-mail, voice mail, fax or any alternate non-verbal method. Transactional details do not supersede normal trade confirmations or statements. This e-mail is intended only for the person or entity to which it is addressed and may contain confidential and/or privileged material. Any review, retransmission, dissemination or other use of, or taking of any action in reliance upon, this information by persons or entities other than the intended recipient is prohibited. If you received this message in error, please contact the sender immediately and delete the material from your computer.