Russ Kefauver
Kefauver Financial Planning & Wealth Management
1020 William Blount Dr.
Maryville, TN 37801
8652689585
About Kefauver Financial Planning & Wealth Management
Kefauver Financial Planning & Wealth Management works with families and professionals who need thoughtful financial planning and investment guidance for life's important milestones - especially the years approaching and in retirement.
From more than two decades of financial planning, investing, and advice, we're convinced of three simple things:
Everyone has goals worth funding. You have meaningful, life-long aspirations - whether retirement or something else. Reaching them takes consistent action and a real plan. We help with both.
Funding starts by avoiding mistakes. Our most important work is helping you avoid the big mistake: over-reacting to life stress or market conditions in the moments that can quietly derail a long-term plan.
Smart planning gets you there. Thorough planning and steady, thoughtful advice give you the confidence to stay the course - and to actually enjoy the life you're building.
Our greatest value is creating a plan that supports your goals and empowers you to stay committed - through market fluctuations and the fears that come with them. If you'd rather have a plan than a prediction, let's talk.
See Disclosures
General Information
Firm Start Year
2010
CRD#
5295768
Firm CRD#
6413
Insurance License#
976020
Name of Broker/Dealer
LPL Financial
Name of Custodial Firm
LPL Financial
States Licensed in
AK, AL, AZ, CO, CT, FL, GA, IA, ID, IL, KY, MD, MI, MN, NC, NH, NV, NY, OH, PA, SC, TN, TX, VT, VA, WI, WV
Years of Experience in Financial Services
20
Number of Years with Current Firm
15
Work with the following types of clients
Businesses, Individual Investors, Non-Profit Organizations
Compliance
Registered Investment Advisor
Yes
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
AWMA®, CRPC®
Securities Licenses
Series 7, Series 66
Financial Organization Memberships
Financial Planning Association (FPA)
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$
Compensation Methods
Based on Assets, Flat Fee
Disclosures
Securities offered through LPL Financial, Member FINRA / SIPC. Investment Advice offered through Flagship Harbor Advisors, LLC, a registered investment advisor. Kefauver Financial Planning & Wealth Management and Flagship Harbor Advisors, LLC are separate entities from LPL Financial. The LPL Financial Registered Representatives associated with this site may only discuss and/or transact securities business with residents of the following states: AK, AL, AZ, CO, CT, FL, GA, ID, IL, IN, KY, LA, MD, MI, MN, NC, NH, NV, PA, SC, TN, TX, VA, VT, WI, WV RothIRA.org provides referrals to financial professionals of LPL Financial, LLC (LPL). RothIRA.org is not a current client of LPL for brokerage or advisory services. Financial professionals of LPL pay RothIRA.org cash compensation for these referrals, which creates the incentive for RothIRA.org to make these referrals, resulting in a conflict of interest.