David Treece
Clients Excel Financial Planning
100 Dunbar Street,
Suite 110
Spartanburg, SC 29306
8646417955
About Clients Excel Financial Planning
At Clients Excel, we believe in helping clients demystify the complexities of retirement planning and in finding the right strategy to their unique challenges. Retirement should a time of adventure and fun, not a time of stress and worry. Together, let's create a plan you can be confident in. We help good people make wise financial decisions so that the may excel in retirement with confidence.
See Disclosures
General Information
Firm Start Year
2018
No. of Employees
2-4
CRD#
7174240
Firm CRD#
281213
Insurance License#
16387893
States Licensed in
I can do business in all states.
Years of Experience in Financial Services
15
Number of Years with Current Firm
6
Work with the following types of clients
Businesses, Individual Investors, Non-Profit Organizations
Advisory Services Provided
Financial Planning for Businesses, Financial Planning for Individuals, Financial Advice & Consulting, Investment Advice & Management, Risk Management, Money Management, Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management, Financial Planning, Insurance Products & Annuities
Compliance
Registered Investment Advisor
Yes
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Securities Licenses
Series 65
Insurance and Annuity Licenses
Annuity, Accident, Health, Disability, Long Term Care, Life
Firm Information
Advisor's Number of Clients
183
Advisor's Number of Managed Clients
109
Advisor's Number of Planning Clients
109
Total Assets Under Management by Advisor
72,472,179
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$250,000
Compensation Methods
Based on Assets
Minimum Fee Charged for Managed Accounts
0
Minimum Fee Charged for Hourly Planning Accounts
0
Disclosures
RothIRA.org provides referrals to financial professionals. RothIRA.org is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for RothIRA.org to make these referrals, resulting in a conflict of interest.
Additional Detailed Disclosures
https://www.rothira.org/disclosure/1893725/rothira-Clients-Excel-Financial-Planning-detailed-disclosure.html
Disclaimer
Investment advisory services offered only by duly registered individuals through Creative One Wealth, LLC. Creative One Wealth, LLC and Clients Excel, LLC are not affiliated companies. Investing involves risk, including potential loss of principal. Any references to protection, safety, or lifetime income, generally refer to fixed insurance products, never securities or investments. Insurance guarantees are backed by the financial strength and claims paying abilities of the insuring carrier.