Neal Richards
Axiom Wealth Strategies
243 SW Scalehouse Loop
Ste 5B
Bend, OR 97702
5417281285
About Axiom Wealth Strategies
Neal Richards is the CEO and author of Axiom Wealth Strategies. He founded Axiom in the desire to help families build true wealth. He believes that there are lasting principles to wealth building that, if understood and embraced, yield fruit in this life and in the lives to come. He believes these principles of wisdom are where true wealth resides. He named the firm Axiom, which means self-evidently true, with the hope of pointing to this wisdom and reveal where true wealth is found.
See Disclosures
General Information
Firm Start Year
1922
CRD#
5426580
Firm CRD#
313124
States Licensed in
OR, ID, TX
Years of Experience in Financial Services
15
Number of Years with Current Firm
2
Work Experience
Northwestern Mutual: 2007-2012
Wells Fargo Advisors: 2012-2017
Cascade Financial Strategies: 2017-2021
Axiom Wealth Strategies: 2021- Present
Work with the following types of clients
Individual Investors, Non-Profit Organizations, Businesses
Advisory Services Provided
Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses
Compliance
Registered Investment Advisor
Yes
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Securities Licenses
Series 66, Series 6, Series 7, Series 63
Firm Information
Advisor's Number of Clients
170
Advisor's Number of Managed Clients
170
Advisor's Number of Planning Clients
170
Assets Managed by Advisor
$82,000,000
Compensation and Fees
Fee Structure
Fee-Only
Minimum Portfolio Size for New Managed Accounts
$50,000
Compensation Methods
Based on Assets, Hourly, Flat Fee
Additional Details on Charges
1.5% under 500k 1.25% between 500k and 1M 1% between 1M and 3M 0.75% above 3M
Disclosures
RothIRA.org provides referrals to financial professionals. RothIRA.org is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for RothIRA.org to make these referrals, resulting in a conflict of interest.
Additional Detailed Disclosures
https://www.rothira.org/disclosure/1890707/rothira-Axiom-Wealth-Strategies-detailed-disclosure.html
Disclaimer
Please see ADV documents provided by Axiom Wealth Strategies for full disclosure to the breadth of services provided and the method of delivery. If they have not been provided the ADV documents please call (541) 389-7777 option 3 and they will be given.