Christopher Riofrio
Cetera Investment Services LLC
1400 Old Country Rd Suite 408, Westbury, NY, 10059
45 Middle Neck Rd Suite 208
Great Neck, NY 11021
7185064554
About Cetera Investment Services LLC
Cetera is a world-class investment and wealth manager, providing personalized solutions to high-net-worth individuals, families, endowments, foundations and other institutions. For years, we have offered a unique alignment of personalized client solutions and forward-looking global insights.
See Disclosures
General Information
Firm Start Year
1984
CRD#
6190422
Firm CRD#
15340
Years of Experience in Financial Services
13
Number of Years with Current Firm
1
Work with the following types of clients
Businesses, Individual Investors, Non-Profit Organizations, Investment Clubs
Foreign Languages Serviced
English, Spanish
Advisory Services Provided
Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Wealth Management
Compliance
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
MBA
Securities Licenses
Series 6, Series 7, Series 63, Series 66
Insurance and Annuity Licenses
Long Term Care, Variable Life, Annuity, Health, Life, Variable Annuity
Firm Information
Advisor's Number of Clients
150
Advisor's Number of Managed Clients
150
Advisor's Number of Planning Clients
150
Assets Managed by Advisor
$221,000,000
Compensation and Fees
Fee Structure
Fee-Based
Compensation Methods
Based on Assets
Education
Master's of Business Administration - Finance
Baruch College
08/25/2015 -06/15/2017
Disclosures
RothIRA.org provides referrals to financial professionals. RothIRA.org is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for RothIRA.org to make these referrals, resulting in a conflict of interest.
Additional Detailed Disclosures
https://www.rothira.org/disclosure/1893098/rothira-Cetera-Investment-Services-LLC-detailed-disclosure.html