seller-profile

Michael MacLean

Mercantile Private Wealth Management

255 Park Ave, Ste 1000

Worcester, MA 01609

774-239-1862

Connect with Michael

General Information

Firm Start Year

CRD#

5457640

Firm CRD#

5457640

Insurance License#

10772708

Name of Broker/Dealer

Grove Point Investments, LLC

Name of Custodial Firm

Pershing LLC

States Licensed in

AL, AZ, CA, CT, DE, FL,MD, MA. MO, NJ, NY, NC, PA, RI, TX, VT, VA

Years of Experience in Financial Services

14

Number of Years with Current Firm

1

Work with the following types of clients

Businesses, Individual Investors, Non-Profit Organizations, Executives and Highly Compensated Employees with equity compensation

Advisory Services Provided

Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, 401K Rollovers, Retirement Planning, Portfolio Management, Financial Planning, Estate Planning & Trusts, Investment Advice & Management, Wealth Management

Compliance

Investment Advisor Representative

Yes

Acknowledged fiduciary

Yes

Criminal Disclosures in Last 5 years

Have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFP®

Securities Licenses

Series 66, Series 7

Insurance and Annuity Licenses

Variable Annuity, Life, Variable Life

Firm Information

Advisor's Number of Clients

80

Advisor's Number of Managed Clients

80

Advisor's Number of Planning Clients

60

Compensation and Fees

Fee Structure

Fee-Based

Compensation Methods

Based on Assets