seller-profile

Mark Singer

Safe Harbor Retirement Planning

152 Lynnway, Suite 1A

Lynn, MA 01902

781-599-2660

Connect with Mark

General Information

Firm Start Year

1987

No.of Employees

2-4

CRD#

1728273

Firm CRD#

8032

Insurance License#

1681221

Name of Broker/Dealer

Commonwealth Financial Network

Name of Custodial Firm

National Financial Services

States Licensed in

FL, GA, MA, NH, NJ, SC

Years of Experience in Financial Services

32

Number of Years with Current Firm

32

Work Experience

Overall, been in the financial planning industry for over 30 years. Founded Safe Harbor Retirement Planning in 1992 and have been working with individuals approaching, or already transitioned, into retirement.

Foreign Languages Serviced

english

Advisory Services Provided

Financial Planning for Businesses, Financial Planning for Individuals, Education Funding and Planning, Risk Management, Money Management, Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management, Financial Planning, Insurance Products & Annuities, Financial Advice & Consulting, Investment Advice & Management

Compliance

Registered Representative

Yes

Investment Advisor Representative

Yes

Acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

Have a clean record

Criminal Disclosures in Last 5 years

Have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFP®

Securities Licenses

Series 63, Series 22, Series 6

Insurance and Annuity Licenses

Annuity, Life, Variable Annuity, Long Term Care, Variable Life

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$1,000,000

Compensation Methods

Commissions

Additional Details on Charges

We develop a personalized Retirement Roadmap for each client. This is based off of the 7 step process used for every client to properly asses where they are, and how they wish to pursue their retirement goals.

Depending on the complexity of the planning issues, our first year's fee ranges from $2,000 - $4,000. Each year thereafter, the annual fee to maintain the plan is $1,000.

Minimum Fee Charged for Managed Accounts

at $1M the fee is 1%

Minimum Fee Charged for Hourly Planning Accounts

annual, no hourly

Disclaimer

Recognized as a multi-year FIVE STAR Wealth Manager*by Boston Magazine. Based on 10 objective eligibility and evaluation criteria, including a minimum of 5 years as an active credentialed financial professional, favorable regulatory and complaint history, accepts new clients, client retention rates, client assets administered, education, and professional designations. 3,542 Boston wealth managers were considered for the award; 801 (23 percent of candidates) were named 2015 Five Star Wealth Managers. (The criteria provided reflects the most recent year for which advisor received the award. The criteria used, the number of wealth managers considered for the award, and the percentage of those who receive the award, may vary from year to year). These awards are not indicative of the wealth managers' future performance. Your experiences may vary. For more information, please visit www.fivestarprofessional.com

This communication is strictly intended for individuals residing in the states of FL, GA, MA, NH, NJ, OR, SC. No offers may be made or accepted from any resident outside these states due to various state regulations and registration requirements regarding investment products and services. Investments are not FDIC- or NCUA- insured, are not guaranteed by a bank/financial institution, and are subject to risks, including possible loss of the principal invested. Securities and advisory services offered through Commonwealth Financial Network®, Member FINRA/SIPC, a Registered Investment Adviser.