seller-profile

Marc Clark

Goss Wealth Management

858 Camp Street New Orleans, LA 70130

New Orleans, LA 70115

504-609-3694

Connect with Marc

General Information

Firm Start Year

1980

No.of Employees

5-9

CRD#

3189464

Firm CRD#

6413

Insurance License#

476616

Name of Broker/Dealer

LPL FINANCIAL LLC

Name of Custodial Firm

LPL FINANCIAL LLC

States Licensed in

LA, IL, KS, FL, MO, WV

Years of Experience in Financial Services

13

Number of Years with Current Firm

3

Work Experience

Financial Consultant - Goss Wealth Management - Oct 2018 - Present Financial Advisor - Securities America Inc. - Nov 2016 - Oct 2018 Financial Advisor - Morgan Stanley - May 2008 - Nov 2016

Work with the following types of clients

Individual Investors, Businesses

Advisory Services Provided

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Insurance Products & Annuities, Investment Advice & Management

Compliance

Registered Investment Advisor

Yes

Investment Advisor Representative

Yes

Acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFP®, MBA

Securities Licenses

Series 63, Series 7, Series 31, Series 66

Insurance and Annuity Licenses

Accident, Health, Variable Annuity, Variable Life, Life

Firm Information

Firm's Number of Clients

2000

Firm's Number of Planning Clients

400

Firm's Number of Managed Clients

1500

Assets Managed by Firm

$750,000,000

Advisor's Number of Clients

150

Advisor's Number of Managed Clients

140

Advisor's Number of Planning Clients

40

Assets Managed by Advisor

$55,000,000

Compensation and Fees

Fee Structure

Fee-Based

Compensation Methods

Based on Assets

Additional Details on Charges

Fee breakpoints based on assets under management and level of financial planning required

Education

Bachelor of Science - Finance

University of New Orleans
01/06/1997 - 05/07/1999

Masters of Business Administration - Finance

University of Florida
08/22/2005 - 05/15/2007

Disclaimer

SECURITIES OFFERED THROUGH LPL FINANCIAL, MEMBER. INVESTMENT ADVICE OFFERED THROUGH GWM ADVISORS, A REGISTERED INVESTMENT ADVISOR. GWM ADVISORS and GOSS WEALTH MANAGEMENT are separate entities from LPL Financial. The LPL Financial representative associated with this website may discuss and/or transact securities business only with residents of the following states: AK, AL, AZ, CA, CO, DE, FL, GA, IL, KY, LA, MA, MI, MO, MS, NC, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TX, VA, VT, WA, WV. GWM ADVISORS is a Registered Investment Advisor. Advisory services are only offered to clients or prospective clients where GWM Advisors and its representatives are properly licensed or exempt from licensure. Past performance is no guarantee of future returns. Investing involves risk and possible loss of principal capital. No advice may be rendered by GWM Advisors unless a client service agreement is in place.