seller-profile

Nathan Helms

LPL Financial

1001 S Macdill Ave, Suite 700

Tampa, FL 33629

813-334-6500

Connect with Nathan

General Information

Firm Start Year

2007

No.of Employees

5-9

CRD#

5362846

Firm CRD#

6413

Insurance License#

p112700

States Licensed in

FL, MD, GA, LA, DC, TX, VA, SC

Years of Experience in Financial Services

14

Number of Years with Current Firm

8

Work Experience

I started with ING (now Voya) in 2007. Moved to LPL in 2008, where I remained for 6 years. I moved to Ameriprise for 7 years. In 2021 I moved back to LPL to form Integrity Wealth

Advisory Services Provided

Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities, Money Management, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management

Compliance

Registered Investment Advisor

Yes

Registered Representative

Yes

Compliance Disclosures in Last 5 years

Have a clean record

Criminal Disclosures in Last 5 years

Have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFP®, CIMA®, Chartered Retirement Planning Counselor (CRPC®)

Securities Licenses

Series 7, Series 6, Series 66, Series 65

Insurance and Annuity Licenses

Annuity, Disability, Health, Long Term Care, Variable Annuity, Variable Life, Life

Compensation and Fees

Fee Structure

Fee-Based

Compensation Methods

Hourly

Minimum Fee Charged for Managed Accounts

$1500

Education

Bachelors in Finance -

University of Florida
08/1/2004 - 05/01/2006