General Information
Firm Start Year
2007
No.of Employees
5-9
CRD#
5362846
Firm CRD#
6413
Insurance License#
p112700
States Licensed in
FL, MD, GA, LA, DC, TX, VA, SC
Years of Experience in Financial Services
14
Number of Years with Current Firm
8
Work Experience
I started with ING (now Voya) in 2007. Moved to LPL in 2008, where I remained for 6 years. I moved to Ameriprise for 7 years. In 2021 I moved back to LPL to form Integrity Wealth
Advisory Services Provided
Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities, Money Management, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management
Compliance
Registered Investment Advisor
Yes
Registered Representative
Yes
Compliance Disclosures in Last 5 years
Have a clean record
Criminal Disclosures in Last 5 years
Have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
CFP®, CIMA®, Chartered Retirement Planning Counselor (CRPC®)
Securities Licenses
Series 7, Series 6, Series 66, Series 65
Insurance and Annuity Licenses
Annuity, Disability, Health, Long Term Care, Variable Annuity, Variable Life, Life
Compensation and Fees
Fee Structure
Fee-Based
Compensation Methods
Hourly
Minimum Fee Charged for Managed Accounts
$1500
Education
Bachelors in Finance -
University of Florida
08/1/2004 - 05/01/2006
Disclosures
LPL ADV 2A
https://www.lpl.com/content/dam/lpl-www/documents/disclosures/A58.pdf
LPL WiserAdvisor Cash Solicitor Disclosure
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