Nicholas Vali
121 Continental Drive, Suite 110, 200 E. State Street, Suite 303, Media, PA 19063
Firm Start Year
1989
No.of Employees
50-99
CRD#
6139848
Firm CRD#
15296
Name of Broker/Dealer
Securian Financial Services
States Licensed in
DE
Work with the following types of clients
Businesses, Non-Profit Organizations, Individual Investors
Advisory Services Provided
401K Rollovers, Retirement Planning, Portfolio Management, Financial Planning, Insurance Products & Annuities, Wealth Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Certifications, Accreditations & Designations
ChFC®
Securities Licenses
Series 7, Series 66
Insurance and Annuity Licenses
Annuity, Disability, Life, Long Term Care, Variable Annuity, Variable Life
Fee Structure
Fee-Based
Compensation Methods
Flat Fee
Diamond State Financial Group is independently owned and operated, and offers its own suite of products and services entirely independent of Securian.
Certain individuals associated with Diamond State Financial Group are registered with and offer securities and investment advisory services through Securian Financial Services, Inc. ("Securian"), a registered broker-dealer and investment adviser, member FINRA / SIPC. Individuals registered with Securian are authorized to offer only those securities and investment advisory services that have been specifically approved by Securian. FINRA's BrokerCheck contains additional information about registered individuals and also indicates whether they are registered representatives and/or investment advisor representatives. You may also refer to their individual bio pages on this website to find their registration status. Not all registered persons are registered as investment advisor representatives. Only registered persons who are registered as investment advisor representatives use titles "advisor" or "financial advisor" and provide advisory services. For further questions about which individuals associated with Diamond State Financial Group are registered with Securian, as well as information about which securities and investment advisory services such individuals are authorized to offer on Securian's behalf, please contact Securian at 1-800-820-4205.