Andy Lyford
Charlton Investment Services, Inc.
2055 S Oneida St
Suite 208
Denver, CO 80224
3036328692
About Charlton Investment Services, Inc.
At Charlton Investment Services we work hard to create one-on-one, long -term relationships
focusing on all of our client's financial needs. Our Team approach to investment advice centers
around your particular financial hopes and dreams. We know how critical aspirations such as
sending your child to the right school, providing for a comfortable retirement, and financial
independence late in life are to creating Financial Confidence.
See Disclosures
General Information
Firm Start Year
2000
No. of Employees
2-4
CRD#
2277831
Firm CRD#
6413
Name of Broker/Dealer
LPL Financial
States Licensed in
CO, CA, NV, MA, KS, OR, WA
Years of Experience in Financial Services
33
Number of Years with Current Firm
28
Work Experience
I have been an Independent Financial Advisor since 1992.
Work with the following types of clients
Individual Investors, Businesses, Investment Clubs, Non-Profit Organizations
Advisory Services Provided
Financial Planning for Individuals
Compliance
Registered Investment Advisor
Yes
Investment Advisor Representative
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Securities Licenses
Series 63, Series 6, Series 7, Series 24
Insurance and Annuity Licenses
Variable Life, Long Term Care, Annuity, Life, Variable Annuity
Firm Information
Advisor's Number of Clients
100
Advisor's Number of Managed Clients
65
Advisor's Number of Planning Clients
20
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$150,000
Compensation Methods
Based on Assets
Education
Bachelor of Arts - English Literature
Trinity College
1988 -1992
Disclosures
RothIRA.org provides referrals to financial professionals of LPL Financial, LLC (LPL). RothIRA.org is not a current client of LPL for brokerage or advisory services. Financial professionals of LPL pay RothIRA.org cash compensation for these referrals, which creates the incentive for RothIRA.org to make these referrals, resulting in a conflict of interest.
LPL ADV 2A
https://www.lpl.com/content/dam/edam/format/disclosure/a58.pdf
Additional Detailed Disclosures
https://www.lpl.com/content/dam/edam/format/disclosure/wiseradvisor-lpl-detailed-disclosures.pdf
Disclaimer
Andy Lyford is a Registered Representative with and securities and advisory services offered through LPL Financial, a Registered Investment Advisor, Member FINRA/SIPC (www.finra.org; www.sipc.org).LPL Financial is not affiliated with WiserAdvisor.com.