No.of Employees

2-4

CRD#

4699319

Firm CRD#

129803

States Licensed in

All

Work with the following types of clients

Non-Profit Organizations, Individual Investors

Advisory Services Provided

Retirement Planning, Portfolio Management, Financial Planning, 401K Rollovers, Wealth Management, Education Funding and Planning, Financial Planning for Individuals, Estate Planning & Trusts, Investment Advice & Management

Registered Investment Advisor

Yes

Registered Representative

Yes

Investment Advisor Representative

Yes

Acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Certifications, Accreditations & Designations

CFP^®, CFA^®

Securities Licenses

Series 65

Financial Organization Memberships

CFA Society of San Diego, CFA Institute

Fee Structure

Fee-Only

Minimum Portfolio Size for New Managed Accounts

$200,000

Compensation Methods

Based on Assets

Fee % Based on Assets

0.875%

Bachelor of Arts - Political Science

UCLA
1980 - 1985

MBA - Business

San Diego State University
1995 - 1998