Firm Start Year
2003
No.of Employees
2-4
CRD#
4699319
Firm CRD#
129803
States Licensed in
All
Work with the following types of clients
Non-Profit Organizations, Individual Investors
Advisory Services Provided
Retirement Planning, Portfolio Management, Financial Planning, 401K Rollovers, Wealth Management, Education Funding and Planning, Financial Planning for Individuals, Estate Planning & Trusts, Investment Advice & Management
Registered Investment Advisor
Yes
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Certifications, Accreditations & Designations
CFP®, CFA®
Securities Licenses
Series 65
Financial Organization Memberships
CFA Society of San Diego, CFA Institute
Fee Structure
Fee-Only
Minimum Portfolio Size for New Managed Accounts
$200,000
Compensation Methods
Based on Assets
Fee % Based on Assets
0.875%
Bachelor of Arts - Political Science
UCLA
1980 - 1985
MBA - Business
San Diego State University
1995 - 1998