seller-profile

Dave Hutchison, CFA

1301 Dove Street, Suite 1080

Newport Beach, CA 92660

949-381-7614

Connect with Dave

General Information

Firm Start Year

2008

No.of Employees

2-4

CRD#

2602539

Firm CRD#

146786

Name of Custodial Firm

Fidelity Institutional Wealth Services

Years of Experience in Financial Services

26

Number of Years with Current Firm

8

Work Experience

2013-present: Triad Investment Management, Partner 2009-2013: Chamberlain Group, Investment Strategist 2005-2009: Hutchison Capital, Founding Partner 2000-2005: Insight Capital Research & Management, Senior Equity Analyst

Work with the following types of clients

Individual Investors, Businesses, Non-Profit Organizations

Advisory Services Provided

Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Investment Advice & Management, Financial Advice & Consulting, Financial Planning for Individuals, Portfolio Management, Financial Planning

Compliance

Registered Investment Advisor

Yes

Investment Advisor Representative

Yes

Acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

Have a clean record

Criminal Disclosures in Last 5 years

Have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFA®

Financial Organization Memberships

CFA Institute

Firm Information

Firm's Number of Clients

25

Firm's Number of Planning Clients

0

Firm's Number of Managed Clients

25

Assets Managed by Firm

$120 million

Advisor's Number of Clients

25

Advisor's Number of Managed Clients

25

Advisor's Number of Planning Clients

0

Assets Managed by Advisor

$120 million

Compensation and Fees

Fee Structure

Fee-Only

Minimum Portfolio Size for New Managed Accounts

$500000

Compensation Methods

Based on Assets

Fee % Based on Assets

100

Education

B.A. - Political Science

Macalester College
August 1989 - May 1993

MBA - Investment Management

University of Southern California
August 1998 - May 2000

Disclosures

https://reports.adviserinfo.sec.gov/reports/ADV/146786/PDF/146786.pdf

Disclaimer

Triad Investment Management, LLC is a registered investment adviser with the Securities and Exchange Commission, is notice filed in its home state, and may be notice filed in various other states. Triad Investment Management, LLC may only transact business or render personalized investment advice in those states and international jurisdictions where we are registered, notice filed, or where we qualify for an exemption or exclusion from registration requirements. The purpose of this web site is to provide general information on our products and services only and should not be construed as a solicitation to effect, or attempt to effect, either transactions in securities or the rendering of personalized investment advice over the Internet. Any communications with prospective clients residing in states or international jurisdictions where Triad Investment Management, LLC and its advisory affiliates are not registered or licensed shall be limited so as not to trigger registration or licensing requirements.