Firm Start Year
2004
No.of Employees
2-4
CRD#
2835991
Firm CRD#
155622
Insurance License#
Life & Health
States Licensed in
CA
Years of Experience in Financial Services
25
Number of Years with Current Firm
10
Work with the following types of clients
Individual Investors, Businesses, Non-Profit Organizations
Advisory Services Provided
Estate Planning & Trusts, 401K Rollovers, Portfolio Management, Wealth Management
Registered Investment Advisor
Yes
Registered Representative
Yes
Investment Advisor Representative
Yes
Compliance Disclosures in Last 5 years
Have a clean record
Criminal Disclosures in Last 5 years
Have a clean record
Certifications, Accreditations & Designations
Registered Investment Advisor (RIA) (State or SEC) or RIA representative
Securities Licenses
Series 65
Insurance and Annuity Licenses
Annuity, Health, Life, Variable Annuity, Long Term Care
Financial Organization Memberships
FINRA (Financial Industry Regulatory Authority
Assets Managed by Firm
$95,000,000.00
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$500,000
Compensation Methods
Hourly
Bachelor of Arts - General Studies with emphasis on Global Economics
University of Michigan
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