Firm Start Year
1992
No.of Employees
2-4
CRD#
2665577
Firm CRD#
30833
Insurance License#
0B05626
Name of Broker/Dealer
Centaurus Financial, Inc.
Name of Custodial Firm
Pershing
States Licensed in
CA, ID, GA, AZ, WA
Years of Experience in Financial Services
21
Number of Years with Current Firm
1
Work Experience
Have been a wealth management advisor since collge. My Dad and brother are slso financial advisors.
Work with the following types of clients
Businesses, Individual Investors, Non-Profit Organizations
Registered Investment Advisor
Yes
Registered Representative
Yes
Investment Advisor Representative
Yes
Compliance Disclosures in Last 5 years
Have a clean record
Criminal Disclosures in Last 5 years
Have a clean record
Certifications, Accreditations & Designations
Chartered Financial Consultant (ChFC®)
Securities Licenses
Series 63, Series 7, Series 6
Insurance and Annuity Licenses
Long Term Care, Annuity, Disability, Variable Life, Variable Annuity, Accident, HMO, Health
Financial Organization Memberships
National Association of Insurance and Financial Advisors (NAIFA), Million Dollar Roundtable, Society of Financial Services Professionals
Advisor's Number of Clients
200
Advisor's Number of Managed Clients
50
Advisor's Number of Planning Clients
100
Assets Managed by Advisor
20,000,000
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
25,000
Compensation Methods
Based on Assets
Fee % Based on Assets
1
Hourly Rate
100
Flat Fee Rate
1200
Minimum Fee Charged for Managed Accounts
1
Minimum Fee Charged for Hourly Planning Accounts
100
Minimum Fee Charged for Flat Fee Accounts
1200