No.of Employees

2-4

CRD#

2665577

Firm CRD#

30833

Insurance License#

0B05626

Name of Broker/Dealer

Centaurus Financial, Inc.

Name of Custodial Firm

Pershing

States Licensed in

CA, ID, GA, AZ, WA

Years of Experience in Financial Services

21

Number of Years with Current Firm

1

Work Experience

Have been a wealth management advisor since collge. My Dad and brother are slso financial advisors.

Work with the following types of clients

Businesses, Individual Investors, Non-Profit Organizations

Registered Investment Advisor

Yes

Registered Representative

Yes

Investment Advisor Representative

Yes

Compliance Disclosures in Last 5 years

Have a clean record

Criminal Disclosures in Last 5 years

Have a clean record

Certifications, Accreditations & Designations

Chartered Financial Consultant (ChFC®)

Securities Licenses

Series 63, Series 7, Series 6

Insurance and Annuity Licenses

Long Term Care, Annuity, Disability, Variable Life, Variable Annuity, Accident, HMO, Health

Financial Organization Memberships

National Association of Insurance and Financial Advisors (NAIFA), Million Dollar Roundtable, Society of Financial Services Professionals

Advisor's Number of Clients

200

Advisor's Number of Managed Clients

50

Advisor's Number of Planning Clients

100

Assets Managed by Advisor

20,000,000

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

25,000

Compensation Methods

Based on Assets

Fee % Based on Assets

1

Hourly Rate

100

Flat Fee Rate

1200

Minimum Fee Charged for Managed Accounts

1

Minimum Fee Charged for Hourly Planning Accounts

100

Minimum Fee Charged for Flat Fee Accounts

1200