Serena Kim
Prudential
2173 Salk Ave
Suite 250 #42
Carlsbad, CA 92008
7609307629
About Prudential
Prudential Advisors is a renowned financial services leader with a rich history of helping individuals and institutions pursue financial security and prosperity.
We are dedicated to providing comprehensive financial planning and advisory services. Our mission is to help individuals, families, and businesses achieve their financial goals through personalized and strategic financial solutions.
See Disclosures
General Information
Firm Start Year
CRD#
6379220
Firm CRD#
8733
Qualifications & Membership
Securities Licenses
Series 6, Series 65, Series 7, Series 63
Compensation and Fees
Fee Structure
Fee-Based
Disclosures
RothIRA.org provides referrals to financial professionals of LPL Enterprise, LLC (LPLE). RothIRA.org is not a current client of LPL for brokerage or advisory services. Financial professionals of LPL pay RothIRA.org cash compensation for these referrals, which creates the incentive for RothIRA.org to make these referrals, resulting in a conflict of interest.
LPL ADV 2A
https://www.lpl.com/content/dam/edam/format/disclosure/a58-lple.pdf
Additional Detailed Disclosures
https://www.lpl.com/content/dam/edam/format/disclosure/wiseradvisor-detailed-disclosures-lple.pdf