Firm Start Year
2015
No.of Employees
50-99
CRD#
4568522
Firm CRD#
127902
States Licensed in
AL, TN, CA, MS, PA, SC, TX, VA, LA, NC
Years of Experience in Financial Services
21
Number of Years with Current Firm
12
Work with the following types of clients
Investment Clubs, Non-Profit Organizations, Individual Investors
Advisory Services Provided
Portfolio Management, Financial Planning, Retirement Planning, 401K Rollovers, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Investment Advice & Management, Insurance Products & Annuities, Wealth Management
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
Have a clean record
Criminal Disclosures in Last 5 years
Have a clean record
Certifications, Accreditations & Designations
CFP®
Securities Licenses
Series 7, Series 66
Insurance and Annuity Licenses
Annuity, Health, Long Term Care, Variable Life, Variable Annuity
Advisor's Number of Clients
165
Advisor's Number of Managed Clients
165
Advisor's Number of Planning Clients
148
Assets Managed by Advisor
$216,000,000
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$500,000
Fee % Based on Assets
See Below
Additional Details on Charges
Fee Schedule 1.30% on the first $1,000,000 of market value 1.05% on the amount from $1,000,000.01 to and including $2,000,000 0.80% on the amount from $2,000,000.01 to and including $5,000,000 0.65% on the amount from $5,000,000.01 to and including $10,000,000 0.45% on the amount from $10,000,000.01 to and including $25,000,000 0.05% on the amount from $25,000,000.01 to and including $100,000,000
BSBA - Management
University of Alabama - Huntsville
01/01/2002 - 01/01/2004
BSBA - Management
Indiana University of Pennsylvania
01/01/1999 - 05/01/2001