Featured Business Financial Advisor in Wilmington, DE
Wilmington Financial Advisors
Diversified, LLC
2200 Concord Pike, Suite 104
Wilmington, DE 19803
Phone Number
“Everything You Need to Experience Lifelong Wealth”
Advisor Profile
Andrew  Rosen
Name:  Andrew Rosen
Website:  Visit Website
Disclaimer
Financial planning and Investment advisory services offered through Diversified, LLC, a registered investment advisor. Securities offered through Securities Service Network, LLC, Member FINRA, SIPC. Some associates of Diversified are registered representatives of Securities Service Network, LLC, a registered broker/dealer, 9729 Cogdill Road, Knoxville, TN 37932.Securities offered through Securities Service Network, LLC, Member FINRA, SIPC. Investments products and services available only to residents of: AZ, CA, CO, DC, DE, FL, GA, IL, KS, MA, MD, MI, MO, NC, NJ, NY, OH, PA, SC, SD, TN, TX, VA, & WA.

About Diversified, LLC

Wealth is a good thing. Lifelong wealth is even better. At Diversified, our clients know that while life isnt without change and challenge, its how they manage it that makes all the difference. They also know that they need to surround themselves with people who truly care about them. As a local family business serving executives, professionals, and retirees in Delaware and Pennsylvania, we welcome the opportunity to be included in your circle of trusted advisors. We realize well need to earn it, and once we do, we promise to keep it.
 

General Information

Name of Broker/Dealer:    Securities Service Network
I work with the following types of clients:    Businesses, Individual Investors
Number of Years with Current Firm:    10
Name of Custodial Firm:    SEI Investments
Firm CRD#:    123859
CRD#:    4722997
Years of Experience in Financial Services:    17
 

Services

I can meet clients in the following ways:    Via email, Via phone, At my office, Video Conference
Investment Types:    Mutual Funds, Options & Futures, Bonds, Stocks, Annuities, Insurance, Mortgages & Real Estate, Exchange Traded Funds (ETFs), Alternative Investments, Socially Responsible Investments (SRI)
 

Qualifications & Memberships

Insurance and Annuity Licenses:    Life, Health, Accident
Securities Licenses:    Series 6, Series 7, Series 63
Certifications, Accreditations & Designations:    CFP®
 

Firm Information

Firm's Number of Managed Clients:    700
Firm's Number of Planning Clients:    650
Advisor's Number of Managed Clients:    300
Advisor's Number of Planning Clients:    300
Firm's Number of Clients:    700
Advisor's Number of Clients:    300
Assets Managed by Advisor:    $250,000,000
Assets Managed by Firm:    $600,000,000
 

Compliance

I am an acknowledged fiduciary:    Yes
Registered Representative:    Yes
Registered Investment Advisor:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation and Fees

Fee Structure:    Fee-Based (Fee and Commissions)
Minimum Fee Charged for Managed Accounts:    N/A
Compensation Methods:    Based on Assets, Flat Fee
Additional Details on Charges:    Varies based on individual client situations and asset level.
Fee % Based on Assets:    Varies
 
 
 
 
 
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