Featured Business Financial Advisor in Sherman Oaks, CA
Sherman Oaks Financial Advisors
Western International Securities
12729 Riverside Drive, # 313
Sherman Oaks, CA 91607
(574) 261-0014
“Your Financial Future”
Advisor Profile
Kirk Miller
Name:  Kirk Miller
Phone Number:  (574) 261-0014
Website:  Visit Website

About Western International Securities

Western International Securities, Inc. was founded in 1995 to combine the same full service of the nation's largest financial institutions with the personal touch that is missing in so many firms today.

Our clearing relationships with National Financial Services Inc, and Pershing, LLC assure access to some of the most highly regarded research and market analysis. In addition, through extensive electronic news sources and databases, we can quickly provide market analysis and background information on literally thousands of investment possibilities throughout the world. NFS and Pershing offers state-of-the-art account access and online client reporting capabilities and is well regarded on the street for it's superior technology, service and support.Through these relationships, our Representatives have access to a full array of products and services as well as advanced trading capabilities, block trading, fixed income desks and managed account programs.

General Information

CRD#:    5004970
Firm CRD#:    39262
Insurance License#:    0H62568
Name of Broker/Dealer:    Western International Securities
Name of Custodial Firm:    Fidelity
States Licensed in:    AZ, CA, FL, MD, MI, NV, TX, VA, WA, WV
States Willing to do Business in:    Agoura Hills,Beverly Hills,Burbank,Calabasas,Chatsworth,Encino,Glendale,Granada Hills,Los Angeles,Malibu,Manhattan Beach,Marina Del Rey,North Hills,North Hollywood,Northridge,Pacific Palisades,Porter Ranch,Redondo Beach,Reseda,San Fernando,Santa Monica,Sherman Oaks,Simi Valley,Studio City,Tarzana,Thousand Oaks,Topanga,Valley Village,Van Nuys,Venice,West Hills,West Hollywood,Westlake Village
Years of Experience in Financial Services:    12
Number of Years with Current Firm:    2
I work with the following types of clients:    Individual Investors, Non-Profit Organizations, Businesses, Investment Clubs


Investment Types:    Alternative Investments, Mutual Funds, FOREX & Currency, Bonds, Stocks, Annuities, Insurance, Commodities, Mortgages & Real Estate, Exchange Traded Funds (ETFs)
I can meet clients in the following ways:    At your home, At my office, At your office, Via phone, Via email

Qualifications & Memberships

Certifications, Accreditations & Designations:    MBA Finance - University of Notre Dame
Securities Licenses:    Series 7, Series 66, Series 63
Insurance and Annuity Licenses:    Health, Annuity, Variable Annuity, Long Term Care, Life

Firm Information

Assets Managed by Firm:    $14,000,000,000
Advisor's Number of Clients:    60
Advisor's Number of Managed Clients:    60
Advisor's Number of Planning Clients:    60


Registered Representative:    Yes
Investment Advisor Representative:    Yes
I am an acknowledged fiduciary:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record

Compensation and Fees

Fee Structure:    I am a Fee-Based financial professional
Minimum Portfolio Size for New Managed Accounts:    50000
Compensation Methods:    Subscriptions, Based on Assets, Commissions, Flat Fee
Additional Details on Charges:    For those individuals who just want a financial plan the minimum charge is $1500. This would typically be included for managed accounts where fees are in excess of the $1500
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