Featured Business Financial Advisor in Hockessin, DE
Hockessin Financial Advisors
First State Advisors
724 Yorklyn Road, Stone Mill Ste 348
Hockessin, DE 19707
Phone Number
“Holistic Financial Advice”
Advisor Profile
Richard K. McLaughlin, CFP
Name:  Richard K. McLaughlin, CFP
Website:  Visit Website
Disclaimer
Investment Advisor Representative Cambridge Investment Research Advisors, a SEC Registered Investment Advisor. Registered Representative Cambridge Investment Research, Inc. member FINRA/SIPC. First State Advisors and Cambridge are not affiliated.

About First State Advisors

 

General Information

Number of Years with Current Firm:    11
Years of Experience in Financial Services:    34
Name of Custodial Firm:    AssetMark Trust Company
Name of Broker/Dealer:    Cambridge Investment Research Advisors
States Licensed in:    DE,PA, MD, MI, WA
Firm CRD#:    134139
CRD#:    1087329
 

Qualifications & Memberships

Insurance and Annuity Licenses:    Long Term Care, Life, Annuity
Securities Licenses:    Series 65, Series 63, Series 6
Certifications, Accreditations & Designations:    Certified in Long-Term Care (CLTC), CERTIFIED FINANCIAL PLANNER™ Certificant
Financial Organization Memberships:    Certified Financial Planner Board of Standards
 

Firm Information

Assets Managed by Advisor:    $25MM
Assets Managed by Firm:    $97B
Firm's Number of Clients:    952,000
 

Compliance

Criminal Disclosures in Last 5 years:    I have a clean record
Compliance Disclosures in Last 5 years:    I have a clean record
I am an acknowledged fiduciary:    Yes
Registered Representative:    Yes
Investment Advisor Representative:    Yes
 

Compensation and Fees

Additional Details on Charges:    Only pay for advice provided on accepted recommendations.
Compensation Methods:    Based on Assets, Flat Fee
Fee Structure:    Fee-Based (Fee and Commissions)
 
 
 
 
 
Yellow Pages - RothIra.org 2020 | Privacy Policy | Terms Of Use | Help | Contact | Advertise | Affiliate Program | Link To Us | Site Map
All Rights Reserved