Featured Business Financial Advisor in Stamford, CT
Stamford Financial Advisors
Scholtz & Company
107 Elm Street, Four Stamford Plaza, 5th Floor
Stamford, CT 06902
(203) 714-9900
Advisor Profile
Peter Scholtz
Name:  Peter Scholtz
Phone Number:  (203) 714-9900
Website:  Visit Website
Disclosure Link:
No Disclosures

About Scholtz & Company

Scholtz & Company is an investment management firm which provides customized investment services to individuals and institutions. Specifically, Scholtz & Company manages its clients' individual investment accounts to help build and maintain a bright financial future. At Scholtz & Company, we are committed to building lifelong client relationships by providing exceptional service, personalized portfolios and superior long-term performance. These are goals we have been successfully achieving since our firms beginning.
 

General Information

Years of Experience in Financial Services:    30
Name of Custodial Firm:    U.S. Bank
Number of Years with Current Firm:    25
States Willing to do Business in:   
Firm CRD#:    107363
CRD#:    873183
Work Experience:    Our lead Portfolio Manager, Peter Scholtz, has over 30 years of investment experience. Peter founded Scholtz & Company in 1994 and started with 17 million in assets under management which has grown to over 130 million today.
States Licensed in:    All 50 States
SEC File#:    801-77840
I work with the following types of clients:    Non-Profit Organizations, Businesses, Individual Investors
 

Services

I can meet clients in the following ways:    Via email, Via phone, At your office, At your home, At my office
Investment Types:    Bonds, Stocks
 

Qualifications & Memberships

Financial Organization Memberships:    FINRA, Paladin Registry, SEC
Securities Licenses:    Series 5, Series 65, Series 63, Series 7
 

Firm Information

Assets Managed by Firm:    $243,845,275
Firm's Number of Clients:    120
Advisor's Number of Clients:    110
 

Compliance

Criminal Disclosures in Last 5 years:    I have a clean record
Compliance Disclosures in Last 5 years:    I have a clean record
I am an acknowledged fiduciary:    Yes
Investment Advisor Representative:    Yes
Registered Representative:    Yes
Registered Investment Advisor:    Yes
 

Compensation and Fees

Compensation Methods:    Based on Assets
Fee Structure:    Fee-Based (Fee and Commissions)
Minimum Portfolio Size for New Managed Accounts:    $500,000.00
 
 
 
 
 
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