Featured Business Financial Advisor in Stamford, CT
Stamford Financial Advisors
Scholtz & Company
107 Elm Street, Four Stamford Plaza, 5th Floor
Stamford, CT 06902
(203) 714-9900
Advisor Profile
Peter Scholtz
Name:  Peter Scholtz
Phone Number:  (203) 714-9900
Website:  Visit Website
Disclosure Link:
No Disclosures

About Scholtz & Company

Scholtz & Company is an investment management firm which provides customized investment services to individuals and institutions. Specifically, Scholtz & Company manages its clients' individual investment accounts to help build and maintain a bright financial future. At Scholtz & Company, we are committed to building lifelong client relationships by providing exceptional service, personalized portfolios and superior long-term performance. These are goals we have been successfully achieving since our firms beginning.
 

General Information

I work with the following types of clients:    Businesses, Individual Investors, Non-Profit Organizations
Number of Years with Current Firm:    25
Name of Custodial Firm:    U.S. Bank
States Licensed in:    All 50 States
Firm CRD#:    107363
Work Experience:    Our lead Portfolio Manager, Peter Scholtz, has over 30 years of investment experience. Peter founded Scholtz & Company in 1994 and started with 17 million in assets under management which has grown to over 130 million today.
CRD#:    873183
SEC File#:    801-77840
Years of Experience in Financial Services:    30
 

Services

I can meet clients in the following ways:    At your office, Via email, Via phone, At my office, At your home
Investment Types:    Bonds, Stocks
 

Qualifications & Memberships

Financial Organization Memberships:    Paladin Registry, SEC, FINRA
Securities Licenses:    Series 7, Series 63, Series 65, Series 5
 

Firm Information

Firm's Number of Clients:    120
Advisor's Number of Clients:    110
Assets Managed by Firm:    $243,845,275
 

Compliance

I am an acknowledged fiduciary:    Yes
Investment Advisor Representative:    Yes
Registered Representative:    Yes
Registered Investment Advisor:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation and Fees

Fee Structure:    Fee-Based (Fee and Commissions)
Minimum Portfolio Size for New Managed Accounts:    $500,000.00
Compensation Methods:    Based on Assets
 
 
 
 
 
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