Featured Business Financial Advisor in Bellevue, WA
Bellevue Financial Advisors
Fulcrum Wealth Advisors, LLC
10900 NE 8th St. Suite 1000
Bellevue, WA 98004
(425) 250-6280
“Leveraging Experience for your Benefit!”
Advisor Profile
Jim Falcone
Name:  Jim Falcone
Phone Number:  (425) 250-6280
Website:  Visit Website
Disclaimer
Investment advisor representative of, and securities and investment advisory services offered though Cetera Advisors Networks LLC, member FINRA/SPIC. Cetera is under separate ownership from any other named entity. Investment advisory services are offered through Fulcrum Wealth Advisors, LLC. Fulcrum Wealth Advisors LLC, is a registered investment advisor in the State of Washington.

About Fulcrum Wealth Advisors, LLC

Fulcrum Wealth Advisors was founded on integrity and trust, in order to meet the needs of sophisticated individuals, families, business owners, and organizations who seek more from their financial advisor than what conventional financial services firms offer.

We began this business in 2013 as a commitment to protect our clients from unnecessary fees, cost and conflicts of interest, which are the mainstay of traditional "Big-Box" financial institutions.

Fulcrum Wealth Advisors is owned by the partners, and has no outside shareholders or corporate parent. Thus, we strive to be free from the conflicts of interest that arise when a corporate firm needs to service the interests of its shareholders ahead of the interests of its clients.

Our Combined 60+ years of experience within such enterprises compelled us to offer a different kind of experience, one that puts people before profits, and planning before product.
 

General Information

CRD#:    2536341
Name of Custodial Firm:    TD AMERITRADE & PERSHING
States Licensed in:    AZ, CA, MD, NV, NC, SC, OR, VA and WA.
States Willing to do Business in:    GLOBAL
Years of Experience in Financial Services:    25
Number of Years with Current Firm:    3
I work with the following types of clients:    Non-Profit Organizations, Individual Investors, Businesses
 

Services

Investment Types:    Commodities, Stocks, Bonds, Annuities, Options & Futures, FOREX & Currency, Mortgages & Real Estate, Alternative Investments, Mutual Funds, Insurance, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)
I can meet clients in the following ways:    Via phone, At my office, At your home, At your office, Via email
 

Qualifications & Memberships

Certifications, Accreditations & Designations:    Accredited Investment Fiduciary® (AIF)
Securities Licenses:    Series 65, Series 7, Series 31, Series 63
Insurance and Annuity Licenses:    Variable Annuity, Disability, Life, Annuity, Variable Life, Long Term Care
 

Firm Information

Firm's Number of Clients:    120+
Firm's Number of Planning Clients:    120+
Firm's Number of Managed Clients:    120+
Assets Managed by Firm:    NTK
Assets Managed by Advisor:    NTK
 

Compliance

Registered Investment Advisor:    Yes
Registered Representative:    Yes
Investment Advisor Representative:    Yes
I am an acknowledged fiduciary:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation and Fees

Fee Structure:    I am a Fee-Based financial professional
Minimum Portfolio Size for New Managed Accounts:    $250,000
Compensation Methods:    Flat Fee, Based on Assets, Hourly
Hourly Rate:    $250.00
 
 
 
Prepared By: Jim Falcone
 
 
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