Featured Business Financial Advisor in The Villages, FL
The Villages Financial Advisors
Smathers Financial Group, Inc.
8564 East CR 466, Suite 205
The Villages, FL 32162
(352) 561-3060
“Our Client Goal is to, " Increase Income & Reduce Risk."”
Advisor Profile
William Smathers
Name:  William Smathers
Phone Number:  (352) 561-3060
Website:  Visit Website
Disclaimer
Smathers Financial Group, Inc. is a Registered Investment Advisor with the State of Florida. Securities offered through NEXT Financial Group, Inc. Member FINRA/SIPC.

About Smathers Financial Group, Inc.

Smathers Financial Group, Inc.(SFG) is a Independent Wealth Management Company that caters to a wide range of clients that are looking for advise on their investments and estate planning.

The main office for SFG is located in The Villages in The Santa Fe Professional Building located at 8465 East CR 466, Suite 205, The Villages, FL 32162.

SFG has other offices located in Tavares, Mount Dora, and Winter Park Florida.
 

General Information

States Willing to do Business in:    Altoona,Astatula,Belleview,Bushnell,Center Hill,Coleman,Eustis,Fruitland Park,Grand Island,Howey In The Hills,Inverness,Lady Lake,Lake Panasoffkee,Leesburg,Mount Dora,Ocala,Ocklawaha,Okahumpka,Oxford,Silver Springs,Summerfield,Sumterville,Tavares,Umatilla,Weirsdale,Wildwood,Yalaha, THE MAIN OFFICE: THE VILLAGES
Number of Years with Current Firm:    18
Name of Custodial Firm:    Pershing LLC
Name of Broker/Dealer:    NEXT Financial Group, Inc.
Years of Experience in Financial Services:    28
I work with the following types of clients:    Non-Profit Organizations, Businesses, Investment Clubs, Individual Investors
Work Experience:    28 Years
States Licensed in:    FL., N.C. GA., WI., IN., OH.
Insurance License#:    A245448
SEC File#:    STATE OF FLORIDA - Registered Investment Advisor
Firm CRD#:    130349
CRD#:    2185120
 

Services

I can meet clients in the following ways:    Video Conference, Via email, Via phone, At your office, At your home, At my office
Investment Types:    Insurance, Annuities, Socially Responsible Investments (SRI), Mortgages & Real Estate, Exchange Traded Funds (ETFs), Alternative Investments, Options & Futures, Bonds, Mutual Funds, Stocks
 

Qualifications & Memberships

Insurance and Annuity Licenses:    Variable Life, Variable Annuity, Life, Annuity
Securities Licenses:    Registered Investment Advisor, Series 65, Series 63, Series 31, Series 24, Series 7, Series 4
Certifications, Accreditations & Designations:    Indepentant Registered Investment Advisor, Certified Retirement Financial Advisor (CRFA)
 

Firm Information

Assets Managed by Advisor:    $33,000,000
Assets Managed by Firm:    $33,000,000
Firm's Number of Managed Clients:    200+
Firm's Number of Clients:    250+
Advisor's Number of Planning Clients:    100
Advisor's Number of Managed Clients:    100
Advisor's Number of Clients:    120
 

Compliance

Criminal Disclosures in Last 5 years:    I have a clean record
Compliance Disclosures in Last 5 years:    I have a clean record
I am an acknowledged fiduciary:    Yes
Investment Advisor Representative:    Yes
Registered Representative:    Yes
Registered Investment Advisor:    Yes
 

Compensation and Fees

Minimum Portfolio Size for New Managed Accounts:    50000
Minimum Fee Charged for Hourly Planning Accounts:    200 per hr
Minimum Fee Charged for Managed Accounts:    1.25%
Additional Details on Charges:    Negotiable, depending on subject matter, time spend, invested assets,
Fee % Based on Assets:    Time Spent
Compensation Methods:    Commissions, Based on Assets, Flat Fee, Hourly
Fee Structure:    Fee-Based (Fee and Commissions)
 
 
 
 
 
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