Featured Business Financial Advisor in The Villages, FL
The Villages Financial Advisors
Smathers Financial Group, Inc.
8564 East CR 466, Suite 205
The Villages, FL 32162
(352) 561-3060
“Our Client Goal is to, " Increase Income & Reduce Risk."”
Advisor Profile
William Smathers
Name:  William Smathers
Phone Number:  (352) 561-3060
Website:  Visit Website
Disclaimer
Smathers Financial Group, Inc. is a Registered Investment Advisor with the State of Florida. Securities offered through NEXT Financial Group, Inc. Member FINRA/SIPC.

About Smathers Financial Group, Inc.

Smathers Financial Group, Inc.(SFG) is a Independent Wealth Management Company that caters to a wide range of clients that are looking for advise on their investments and estate planning.

The main office for SFG is located in The Villages in The Santa Fe Professional Building located at 8465 East CR 466, Suite 205, The Villages, FL 32162.

SFG has other offices located in Tavares, Mount Dora, and Winter Park Florida.
 

General Information

States Willing to do Business in:    Altoona,Astatula,Belleview,Bushnell,Center Hill,Coleman,Eustis,Fruitland Park,Grand Island,Howey In The Hills,Inverness,Lady Lake,Lake Panasoffkee,Leesburg,Mount Dora,Ocala,Ocklawaha,Okahumpka,Oxford,Silver Springs,Summerfield,Sumterville,Tavares,Umatilla,Weirsdale,Wildwood,Yalaha, THE MAIN OFFICE: THE VILLAGES
Name of Broker/Dealer:    NEXT Financial Group, Inc.
I work with the following types of clients:    Investment Clubs, Businesses, Individual Investors, Non-Profit Organizations
Insurance License#:    A245448
Number of Years with Current Firm:    18
Name of Custodial Firm:    Pershing LLC
States Licensed in:    FL., N.C. GA., WI., IN., OH.
Firm CRD#:    130349
Work Experience:    28 Years
CRD#:    2185120
SEC File#:    STATE OF FLORIDA - Registered Investment Advisor
Years of Experience in Financial Services:    28
 

Services

I can meet clients in the following ways:    At your office, Via email, Via phone, At my office, At your home, Video Conference
Investment Types:    Mutual Funds, Options & Futures, Bonds, Stocks, Annuities, Insurance, Mortgages & Real Estate, Exchange Traded Funds (ETFs), Alternative Investments, Socially Responsible Investments (SRI)
 

Qualifications & Memberships

Insurance and Annuity Licenses:    Variable Life, Variable Annuity, Life, Annuity
Securities Licenses:    Series 4, Series 7, Series 24, Series 31, Series 63, Series 65, Registered Investment Advisor
Certifications, Accreditations & Designations:    Certified Retirement Financial Advisor (CRFA), Indepentant Registered Investment Advisor
 

Firm Information

Firm's Number of Managed Clients:    200+
Advisor's Number of Managed Clients:    100
Advisor's Number of Planning Clients:    100
Firm's Number of Clients:    250+
Advisor's Number of Clients:    120
Assets Managed by Advisor:    $33,000,000
Assets Managed by Firm:    $33,000,000
 

Compliance

I am an acknowledged fiduciary:    Yes
Investment Advisor Representative:    Yes
Registered Representative:    Yes
Registered Investment Advisor:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation and Fees

Minimum Fee Charged for Hourly Planning Accounts:    200 per hr
Fee Structure:    Fee-Based (Fee and Commissions)
Minimum Fee Charged for Managed Accounts:    1.25%
Minimum Portfolio Size for New Managed Accounts:    50000
Compensation Methods:    Based on Assets, Hourly, Flat Fee, Commissions
Additional Details on Charges:    Negotiable, depending on subject matter, time spend, invested assets,
Fee % Based on Assets:    Time Spent
 
 
 
 
 
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