Featured Business Financial Advisor in Leesburg, FL
Leesburg Financial Advisors
Smathers Financial Group, Inc.
8564 East CR 466, Suite 205
Leesburg, FL 32162
(352) 561-3060
“Our Client Goal is to, " Increase Income & Reduce Risk."”
Advisor Profile
William Smathers
Name:  William Smathers
Phone Number:  (352) 561-3060
Website:  Visit Website
Disclaimer
Smathers Financial Group, Inc. is a Registered Investment Advisor with the State of Florida. Securities offered through NEXT Financial Group, Inc. Member FINRA/SIPC.

About Smathers Financial Group, Inc.

Smathers Financial Group, Inc.(SFG) is a Independent Wealth Management Company that caters to a wide range of clients that are looking for advise on their investments and estate planning.

The main office for SFG is located in The Villages in The Santa Fe Professional Building located at 8465 East CR 466, Suite 205, The Villages, FL 32162.

SFG has other offices located in Tavares, Mount Dora, and Winter Park Florida.
 

General Information

CRD#:    2185120
Firm CRD#:    130349
SEC File#:    STATE OF FLORIDA - Registered Investment Advisor
Insurance License#:    A245448
Name of Broker/Dealer:    NEXT Financial Group, Inc.
Name of Custodial Firm:    Pershing LLC
States Licensed in:    FL., N.C. GA., WI., IN., OH.
States Willing to do Business in:    Altoona,Astatula,Belleview,Bushnell,Center Hill,Coleman,Eustis,Fruitland Park,Grand Island,Howey In The Hills,Inverness,Lady Lake,Lake Panasoffkee,Leesburg,Mount Dora,Ocala,Ocklawaha,Okahumpka,Oxford,Silver Springs,Summerfield,Sumterville,Tavares,Umatilla,Weirsdale,Wildwood,Yalaha, THE MAIN OFFICE: THE VILLAGES
Years of Experience in Financial Services:    28
Number of Years with Current Firm:    18
Work Experience:    28 Years
I work with the following types of clients:    Individual Investors, Non-Profit Organizations, Businesses, Investment Clubs
 

Services

Investment Types:    Mutual Funds, Options & Futures, Alternative Investments, Exchange Traded Funds (ETFs), Insurance, Bonds, Stocks, Annuities, Mortgages & Real Estate, Socially Responsible Investments (SRI)
I can meet clients in the following ways:    At your home, Via phone, At your office, Video Conference, Via email, At my office
 

Qualifications & Memberships

Certifications, Accreditations & Designations:    Indepentant Registered Investment Advisor, Certified Retirement Financial Advisor (CRFA)
Securities Licenses:    Series 7, Series 65, Series 63, Series 31, Series 24, Series 4, Registered Investment Advisor
Insurance and Annuity Licenses:    Annuity, Life, Variable Annuity, Variable Life
 

Firm Information

Firm's Number of Clients:    250+
Firm's Number of Managed Clients:    200+
Assets Managed by Firm:    $33,000,000
Advisor's Number of Clients:    120
Advisor's Number of Managed Clients:    100
Advisor's Number of Planning Clients:    100
Assets Managed by Advisor:    $33,000,000
 

Compliance

Registered Investment Advisor:    Yes
Registered Representative:    Yes
Investment Advisor Representative:    Yes
I am an acknowledged fiduciary:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation and Fees

Fee Structure:    I am a Fee-Based financial professional
Minimum Portfolio Size for New Managed Accounts:    50000
Compensation Methods:    Hourly, Flat Fee, Based on Assets, Commissions
Fee % Based on Assets:    Time Spent
Additional Details on Charges:    Negotiable, depending on subject matter, time spend, invested assets,
Minimum Fee Charged for Managed Accounts:    1.25%
Minimum Fee Charged for Hourly Planning Accounts:    200 per hr
 
 
 
Prepared By: William Smathers
 
 
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