Featured Business Financial Advisor in Bethesda, MD
Bethesda Financial Advisors
Middleton Advisory
3 Bethesda Metro Center, Suite 700
Bethesda, MD 20814
(202) 503-4015
“Independent Financial Advice”
Advisor Profile
David Middleton
Name:  David Middleton
Phone Number:  (202) 503-4015
Website:  Visit Website
ADV Form II Link:
http://www.adviserinfo.sec.g...

About Middleton Advisory

Middleton Advisory is a fee-only Registered Investment Adviser in Bethesda, MD, founded by David Middleton to begin his private practice. Services are offered in the entire state and surrounding areas, with the ability to take on clients across the country. David's mission is to help clients implement the best possible investment strategies based on their unique needs.

After several years of experience at T. Rowe Price, David founded a completely independent firm, with no obligation to any broker-dealer or investment company. This allows Middleton Advisory to completely avoid investments that carry sales loads or commissions. Instead, a variety of low-cost investment funds are used to implement prudent strategies, following the principles of diversification and asset allocation.
 

General Information

Number of Years with Current Firm:    3
Years of Experience in Financial Services:    7
States Licensed in:    MD
I work with the following types of clients:    Businesses, Individual Investors
Firm CRD#:    155334
CRD#:    5398638
I work with the following types of clients:    Non-Profit Organizations
Gender:    Male
States Willing to do Business in:    All. In some cases, state registration will be required prior to signing a contract.
 

Education

Academic Background
 
Degree in engineering from The Georgia Institute of Technology.
 

Services

I can meet clients in the following ways:    Via email, Via phone, At your office, At your home, At my office
Investment Types:    Socially Responsible Investments (SRI), Exchange Traded Funds (ETFs), Bonds, Mutual Funds, Stocks
 

Qualifications & Memberships

Securities Licenses:    Series 65
Certifications, Accreditations & Designations:    CERTIFIED FINANCIAL PLANNER™ Certificant, Accredited Investment Fiduciary® (AIF)
 

Compliance

Criminal Disclosures in Last 5 years:    I have a clean record
Compliance Disclosures in Last 5 years:    I have a clean record
I am an acknowledged fiduciary:    Yes
Investment Advisor Representative:    Yes
Registered Investment Advisor:    Yes
 

Compensation and Fees

Additional Details on Charges:    An initial financial plan may be delivered for clients at a fee ranging from $450 to $1950, depending on complexity. After initial delivery, any additional planning is included with the ongoing investment management fee, 0.92% of managed assets.
Fee % Based on Assets:    0.92%
Compensation Methods:    Based on Assets
Fee Structure:    Fee Only
Minimum Portfolio Size for New Managed Accounts:    $500,000
 
 
 
 
 
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