Featured Business Financial Advisor in Bethesda, MD
Bethesda Financial Advisors
Middleton Advisory
3 Bethesda Metro Center, Suite 700
Bethesda, MD 20814
(202) 503-4015
“Independent Financial Advice”
Advisor Profile
David Middleton
Name:  David Middleton
Phone Number:  (202) 503-4015
Website:  Visit Website
ADV Form II Link:
http://www.adviserinfo.sec.g...

About Middleton Advisory

Middleton Advisory is a fee-only Registered Investment Adviser in Bethesda, MD, founded by David Middleton to begin his private practice. Services are offered in the entire state and surrounding areas, with the ability to take on clients across the country. David's mission is to help clients implement the best possible investment strategies based on their unique needs.

After several years of experience at T. Rowe Price, David founded a completely independent firm, with no obligation to any broker-dealer or investment company. This allows Middleton Advisory to completely avoid investments that carry sales loads or commissions. Instead, a variety of low-cost investment funds are used to implement prudent strategies, following the principles of diversification and asset allocation.
 

General Information

States Willing to do Business in:    All. In some cases, state registration will be required prior to signing a contract.
I work with the following types of clients:    Businesses, Individual Investors, Non-Profit Organizations
Number of Years with Current Firm:    3
States Licensed in:    MD
Firm CRD#:    155334
CRD#:    5398638
Gender:    Male
Years of Experience in Financial Services:    7
 

Education

Academic Background
 
Degree in engineering from The Georgia Institute of Technology.
 

Services

I can meet clients in the following ways:    At your office, Via email, Via phone, At my office, At your home
Investment Types:    Mutual Funds, Bonds, Stocks, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)
 

Qualifications & Memberships

Securities Licenses:    Series 65
Certifications, Accreditations & Designations:    Accredited Investment Fiduciary® (AIF), CERTIFIED FINANCIAL PLANNER™ Certificant
 

Compliance

I am an acknowledged fiduciary:    Yes
Investment Advisor Representative:    Yes
Registered Investment Advisor:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation and Fees

Fee Structure:    Fee Only
Minimum Portfolio Size for New Managed Accounts:    $500,000
Compensation Methods:    Based on Assets
Additional Details on Charges:    An initial financial plan may be delivered for clients at a fee ranging from $450 to $1950, depending on complexity. After initial delivery, any additional planning is included with the ongoing investment management fee, 0.92% of managed assets.
Fee % Based on Assets:    0.92%
 
 
 
 
 
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