Featured Business Financial Advisor in Clayton, MO
Clayton Financial Advisors
Oppenheimer & Company
1 N. Brentwood Blvd, Suite 600
Clayton, MO 63105
(314) 746-2540
Advisor Profile
David Naert  Managing Director - Investments
Name:  David Naert Managing Director - Investments
Phone Number:  (314) 746-2540
Website:  Visit Website

About Oppenheimer & Company

Oppenheimer & Co. Inc. ("Oppenheimer") is a leading investment bank and full-service investment firm that provides financial services and advice to high net worth investors, individuals, businesses and institutions. For over 125 years, we have provided investors with the necessary expertise and insight to meet the challenge of achieving their financial goals. Our commitment to our clients' investment needs, our experienced and dedicated professionals, and our proud tradition empower us to deliver effective and innovative solutions to our clients.
 

General Information

Years of Experience in Financial Services:    30
Name of Broker/Dealer:    Oppenheimer & Co.
Number of Years with Current Firm:    20
States Licensed in:    AL AZ CA CO CT FL GA HI IA IL IN KS KY MD MI MN MO MS NC NE NJ NY OK OR PA SC TN TX VA WA WY
CRD#:    1532335
Gender:    Male
I work with the following types of clients:    Non-Profit Organizations, Businesses, Individual Investors
Work Experience:    Became a financial consultant right out of college in 1985 starting with PaineWebber. Moved to Oppenheimer in 1994.
 

Education

Academic Background
 
B.S. Rinance University of Missouri, Columbia
 

Services

I can meet clients in the following ways:    Via phone, At your office, At your home, At my office
Investment Types:    Insurance, Annuities, Socially Responsible Investments (SRI), FOREX & Currency, Mortgages & Real Estate, Exchange Traded Funds (ETFs), Commodities, Alternative Investments, Options & Futures, Bonds, Mutual Funds, Stocks
 

Qualifications & Memberships

Insurance and Annuity Licenses:    Variable Life, Variable Annuity, Long Term Care, Life, Health, Disability, Annuity
Securities Licenses:    Series 3, Series 65, Series 63, Series 7, Series 6, Series 4
 

Firm Information

Assets Managed by Advisor:    $300,000,000
Assets Managed by Firm:    $150,000,000
Firm's Number of Clients:    200,000+
Advisor's Number of Planning Clients:    950
Advisor's Number of Managed Clients:    800
Advisor's Number of Clients:    1000
 

Compliance

Criminal Disclosures in Last 5 years:    I have a clean record
Compliance Disclosures in Last 5 years:    I have a clean record
Investment Advisor Representative:    Yes
Registered Representative:    Yes
Registered Investment Advisor:    Yes
 

Compensation and Fees

Fee % Based on Assets:    1.0
Compensation Methods:    Based on Assets
Fee Structure:    Fee-Based (Fee and Commissions)
Minimum Portfolio Size for New Managed Accounts:    $100,000
 
 
 
 
 
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