Featured Business Financial Advisor in Bend, OR
Bend Financial Advisors
KMS Financial Services, Inc.
115 Oregon Ave, Suite 21
Bend, OR 97701
(206) 782-5670
“Serving investors since 1971.”
Advisor Profile
Charles Tompkins, CFP
Name:  Charles Tompkins, CFP
Phone Number:  (206) 782-5670
Website:  Visit Website
ADV Form II Link:
Available upon request.

Disclaimer
Securities and Advisory Services offered through KMS Financial Services, Inc. Member FINRA/SIPC

About KMS Financial Services, Inc.

We provide wealth management services to individuals, trusts and small business clients. We specialize in working with retired clients as well as those nearing retirement. We provide retirement planning, estate planning and insurance planning as part of a comprehensive approach to wealth management.

Seattle Office: 2208 NW Market Street Suite 507 Seattle, WA 98107
 

General Information

Name of Custodial Firm:    Pershing LLC
Name of Broker/Dealer:    KMS Financial Services, Inc.
Firm CRD#:    3866
Gender:    Male
Work Experience:    Edward Jones Investment Representative(1999-2005)

KMS Financial Services, Inc. (2005 to present)
Foreign Languages Serviced:    Spanish, French
I work with the following types of clients:    Non-Profit Organizations, Businesses, Individual Investors
States Licensed in:    CA,ID, VT, VA, WA, MT, OH, OR, AZ
Insurance License#:    Life & Disability
CRD#:    4060464
Years of Experience in Financial Services:    20
Number of Years with Current Firm:    15
States Willing to do Business in:    Bend,Powell Butte,Redmond,Terrebonne,Seattle
 

Education

Academic Background
 
University of Vermont, BA

Middlebury College, MA
 

Services

Investment Types:    Insurance, Annuities, Socially Responsible Investments (SRI), Mortgages & Real Estate, Exchange Traded Funds (ETFs), Alternative Investments, Options & Futures, Bonds, Mutual Funds, Stocks
I can meet clients in the following ways:    Video Conference, Via email, Via phone, At your office, At your home, At my office
 

Qualifications & Memberships

Financial Organization Memberships:    Financial Planning Association (FPA)
Insurance and Annuity Licenses:    Variable Life, Variable Annuity, Long Term Care, Life, Disability, Annuity
Securities Licenses:    Series 63, Series 7, Series 6
Certifications, Accreditations & Designations:    CERTIFIED FINANCIAL PLANNER" Certificant
 

Firm Information

Assets Managed by Firm:    $5292512705
Firm's Number of Managed Clients:    350
Firm's Number of Planning Clients:    5000
Firm's Number of Clients:    25841
Advisor's Number of Planning Clients:    300
Advisor's Number of Clients:    500
Assets Managed by Advisor:    $10000000
 

Compliance

Criminal Disclosures in Last 5 years:    I have a clean record
Compliance Disclosures in Last 5 years:    I have a clean record
I am an acknowledged fiduciary:    Yes
Registered Representative:    Yes
Registered Investment Advisor:    Yes
 

Compensation and Fees

Minimum Fee Charged for Managed Accounts:    $1000/year
Fee % Based on Assets:    1.00%
Additional Details on Charges:    The fee is based on account size and holdings.
Compensation Methods:    Commissions, Based on Assets, Flat Fee
Fee Structure:    Fee-Based (Fee and Commissions)
 
 
 
 
 
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