Featured Business Financial Advisor in Conshohocken, PA
Conshohocken Financial Advisors
Stifel Nicolaus
20 Ash Street #400
Conshohocken, PA 19428
(610) 567-1966
“Fiduciary Financial Advice for your Money”
Advisor Profile
Susan Allan
Name:  Susan Allan
Phone Number:  (610) 567-1966
Website:  Visit Website

About Stifel Nicolaus

To be known by my clients, friends and associates as a knowledgeable, helpful financial advisor who advises affluent individuals and business owners interested in building, preserving and protecting their wealth through a wise financial plan. I handle my business with the highest regard for my clients interests and always keep their needs first above all else. Regulated by the SEC, we are held to a higher "fiduciary"standard than the normal broker-dealers.

We begin by helping you determine where you are now and where you want to be in the future. The next step is to develop a Financial Plan to help you plan to get to where you want to be. There are a lot of moving parts to this plan: Investing, managing Risk, Insurance, handling debts and credits. We will set attainable goals to help you every step of the way. We will keep you on track to reach your goals as you grow and increase your assets. We will cover all the aspects of Financial Planning, Investing, Taxes and Estate Planning. As a firm, we have the belief that our family is our clients and associates. Our goal is to meet and exceed your expectations. We strive to remain the advisor of choice by understanding your needs and consistently providing quality advice. Our company is staffed with 97 full time Investment services experts, and people who have JD, CPA, CFP, MBA, CIMA, CMFC, CAIA, and AIF designations and certifications.
 

General Information

Gender:    Female
CRD#:    4247593
Firm CRD#:    793
Insurance License#:    PA, New York, New Jersey, Delaware
Name of Broker/Dealer:    Stifel Nicolaus
States Licensed in:    PA, NJ, FL, NY, NC, DE, OH, NV, MN, NH,CT, AK, CA, KY, MA, MI, RI, MD, NV
States Willing to do Business in:    Abington,Ambler,Ardmore,Aston,Audubon,Bala Cynwyd,Barrington,Bellmawr,Bensalem,Berwyn,Beverly,Birchrunville,Blackwood,Blue Bell,Bridgeport,Bristol,Brookhaven,Broomall,Bryn Athyn,Bryn Mawr,Burlington,Chadds Ford,Chalfont,Cheltenham,Cherry Hill,Chester Springs,Cheyney,Clarksboro,Clifton Heights,Collegeville,Collingswood,Colmar,Croydon,Crum Lynne,Devon,Downingtown,Doylestown,Drexel Hill,Dublin,Elkins Park,Essington,Exton,Fairless Hills,Feasterville Trevose,Flourtown,Folcroft,Folsom,Fort Washington,Fountainville,Frederick,Furlong,Glen Mills,Glendora,Glenmoore,Glenolden,Glenside,Gloucester City,Green Lane,Grenloch,Gwynedd,Gwynedd Valley,Haddon Heights,Haddonfield,Hainesport,Harleysville,Hatboro,Hatfield,Haverford,Hilltown,Holmes,Horsham,Huntingdon Valley,Immaculata,Jamison,Jenkintown,King Of Prussia,Langhorne,Lansdale,Lansdowne,Lawnside,Levittown,Line Lexington,Magnolia,Malvern,Maple Shade,Marcus Hook,Media,Merchantville,Merion Station,Mickleton,Mont Clare,Montgomeryville,Moorestown,Morton,Mount Ephraim,Mount Laurel,Mount Royal,Narberth,National Park,New Berlinville,New Hope,Newtown,Newtown Square,Norristown,North Wales,Norwood,Oaklyn,Oreland,Palmyra,Paoli,Parker Ford,Paulsboro,Pedricktown,Pennsauken,Pennsburg,Perkasie,Perkiomenville,Philadelphia,Phoenixville,Pitman,Pottstown,Prospect Park,Rancocas,Red Hill,Richboro,Ridley Park,Riverside,Riverton,Rockland,Royersford,Runnemede,Sassamansville,Schwenksville,Sellersville,Sewell,Sharon Hill,Silverdale,Skippack,Somerdale,Souderton,Southampton,Spring City,Spring Mount,Springfield,Stratford,Swarthmore,Swedesboro,Telford,Thorndale,Thornton,Thorofare,Trumbauersville,Upper Darby,Villanova,Voorhees,Wallingford,Warminster,Warrington,Wayne,Wenonah,West Chester,Westville,Willingboro,Willow Grove,Woodbury,Woodbury Heights,Woodlyn,Wycombe,Wyncote,Wynnewood,Zieglerville
Years of Experience in Financial Services:    19
Number of Years with Current Firm:    10
I work with the following types of clients:    Non-Profit Organizations, Individual Investors, Businesses
 

Education

Academic Background
 
Degrees in Marketing and Management - Ohio University (1976)

Degree in Finance (1980)
 

Services

Investment Types:    Bonds, Mutual Funds, Stocks, Annuities, Insurance, Mortgages & Real Estate, Exchange Traded Funds (ETFs), Alternative Investments, Socially Responsible Investments (SRI)
I can meet clients in the following ways:    At my office, Via email, Via phone, At your office, At your home
 

Qualifications & Memberships

Certifications, Accreditations & Designations:    Accredited Asset Management Specialist (AAMS®), Accredited Asset Management Specialist (AAMS®), Chartered Retirement Plans Specialist (CRPS®), Accredited Wealth Management Advisor(AWMA), Personal Financial Specialist (PFS), Certified in Long-Term Care (CLTC)
Securities Licenses:    Series 66, Series 65, Series 63, Series 7, Series 6
Insurance and Annuity Licenses:    Disability, Annuity, Health, Life, Variable Annuity, Long Term Care, Variable Life
Non-Financial Organization Memberships:    Kiwanis
 

Firm Information

Advisor's Number of Clients:    250
Advisor's Number of Managed Clients:    175
Advisor's Number of Planning Clients:    150
Assets Managed by Advisor:    $50,000,000
 

Compliance

Registered Investment Advisor:    Yes
Registered Representative:    Yes
Investment Advisor Representative:    Yes
I am an acknowledged fiduciary:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation and Fees

Fee Structure:    I am a fee-based financial professional
Minimum Portfolio Size for New Managed Accounts:    $500,000
Compensation Methods:    Based on Assets
Fee % Based on Assets:    1.0
Minimum Fee Charged for Managed Accounts:    $5000
Minimum Fee Charged for Hourly Planning Accounts:    NA
Minimum Fee Charged for Flat Fee Accounts:    NA
 
 
 
Prepared By: Susan Allan
 
 
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